A.g. Edwards & Sons, Inc. Oct 1980 - May 2005
Operations Manager
Regulatory Compliance, Llc Oct 1980 - May 2005
Vice President
Education:
Purdue University
Skills:
Investment Advisory Finra Securities Alternative Investments Mutual Funds Financial Services Series 7 Compliance Investments Series 24 Aml Asset Management Hedge Funds Series 63 Uniform Combined State Law Broker Dealer Equities