Dennis P Lowenfels
age ~47
from River Vale, NJ
Dennis Lowenfels Phones & Addresses
- 272 River Dr, Westwood, NJ 07675
- River Vale, NJ
- Cedar Grove, NJ
- Montclair, NJ
- River Edge, NJ
- Geneseo, NY
Work
-
Company:Exchange traded conceptsMay 2018
-
Position:Chief compliance officer
Education
-
Degree:Bachelors
-
School / High School:Suny Geneseo1995 to 1999
-
Specialities:Business Management
Skills
Equities • Options • Trading • Finra • Securities • Risk Management • Investments • Capital Markets • Series 24 • Management • Series 7 • Equity Derivatives • Equity Trading • Series 63 • Auditing • Fixed Income • Derivatives Compliance • Securities Regulation • Hedge Funds • Financial Services • Financial Markets • Finance • Trading Systems • Asset Management • Electronic Trading • Etfs • Training • Data Analysis • Team Management • Market Making • Hedging • Foreign Exchange • Investment Advisers Act • Code of Ethics • Policies and Procedures • Surveillance • Financial Risk • Derivatives • Bloomberg • Analysis
Languages
Spanish
Ranks
-
Certificate:Series 7
Interests
Animal Welfare
Industries
Financial Services
Resumes
Chief Compliance Officer
view sourceLocation:
River Edge, NJ
Industry:
Financial Services
Work:
Exchange Traded Concepts
Chief Compliance Officer
Bny Mellon Hedgemark May 2016 - Apr 2018
Chief Compliance Officer
Hgi Asset Management Holdings Oct 2014 - May 2016
Vice President and Senior Compliance Officer
Salus Capital Partners Nov 2015 - May 2016
Chief Compliance Officer
Gfi Group Feb 2011 - Oct 2014
Compliance Manager
Chief Compliance Officer
Bny Mellon Hedgemark May 2016 - Apr 2018
Chief Compliance Officer
Hgi Asset Management Holdings Oct 2014 - May 2016
Vice President and Senior Compliance Officer
Salus Capital Partners Nov 2015 - May 2016
Chief Compliance Officer
Gfi Group Feb 2011 - Oct 2014
Compliance Manager
Education:
Suny Geneseo 1995 - 1999
Bachelors, Business Management River Dell High School 1992 - 1995
River Dell Regional High School
Suny Geneseo
Bachelors, Business Management River Dell High School 1992 - 1995
River Dell Regional High School
Suny Geneseo
Skills:
Equities
Options
Trading
Finra
Securities
Risk Management
Investments
Capital Markets
Series 24
Management
Series 7
Equity Derivatives
Equity Trading
Series 63
Auditing
Fixed Income
Derivatives Compliance
Securities Regulation
Hedge Funds
Financial Services
Financial Markets
Finance
Trading Systems
Asset Management
Electronic Trading
Etfs
Training
Data Analysis
Team Management
Market Making
Hedging
Foreign Exchange
Investment Advisers Act
Code of Ethics
Policies and Procedures
Surveillance
Financial Risk
Derivatives
Bloomberg
Analysis
Options
Trading
Finra
Securities
Risk Management
Investments
Capital Markets
Series 24
Management
Series 7
Equity Derivatives
Equity Trading
Series 63
Auditing
Fixed Income
Derivatives Compliance
Securities Regulation
Hedge Funds
Financial Services
Financial Markets
Finance
Trading Systems
Asset Management
Electronic Trading
Etfs
Training
Data Analysis
Team Management
Market Making
Hedging
Foreign Exchange
Investment Advisers Act
Code of Ethics
Policies and Procedures
Surveillance
Financial Risk
Derivatives
Bloomberg
Analysis
Interests:
Animal Welfare
Languages:
Spanish
Certifications:
Series 7
Series 63
Series 55
Series 24
Series 4
Series 87
Series 3
Financial Industry Regulatory Authority
Series 63
Series 55
Series 24
Series 4
Series 87
Series 3
Financial Industry Regulatory Authority
Mylife
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Dennis Lowenfels
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