heart-monitoring devices between 2006 and 2008, the Securities and Exchange Commission said in a complaint filed Tuesday at a federal courthouse in California. The SEC also sued Gault's co-chief executive, J. Rowland Perkins, attorney Mitchell Stein and Stein's handyman and chauffeur, Martin B. Carter.
Date: Dec 21, 2011
Category: Business
Source: Google
Ex-NFL Star Willie Gault Sued by SEC in Stock-Pumping Fraud
monitoring devices between 2006 and 2008, the Securities and Exchange Commission said in a complaint filed today at U.S. District Court in California. The SEC also sued Gault's co-chief executive officer J. Rowland Perkins, attorney Mitchell Stein, and Stein's handyman and chauffeur Martin B. Carter.
Date: Dec 20, 2011
Category: Business
Source: Google
Ex-NFL Star Gault Sued by SEC in Stock-Pumping Fraud
J. Rowland Perkins, who was co-chief executive officeralong with Gault, and California-based attorney Mitchell Steinwere also accused of defrauding investors, the Securities andExchange Commission said in a complaint filed today at U.S.District Court in California.
Date: Dec 20, 2011
Category: Business
Source: Google
SEC charges former NFL star Willie Gault, others in fraud
Gault is accused of scheming along with former Hollywood executive J. Rowland Perkins and California attorney Mitchell Stein. Stein and Gault took investors' money for personal use, the SEC alleges. Some money, too, was diverted to one of Gault's brokerage accounts, which was used to bid for the sto
Date: Dec 20, 2011
Category: Business
Source: Google
SEC Sues Ex-Football Player Willie Gault, Others in Fraud Scheme
The SEC said in a statement that Gault and former Hollywood executive J. Rowland Perkins were named co-chief executive officers and served mainly as figureheads in the company to build investor confidence. Lawyer Mitchell Stein controlled most of the companys business activities and hired promoters
Federal regulators filed a civil complaint Tuesday in Los Angeles alleging that Gault, talent agent J. Rowland Perkins and attorney Mitchell Stein defrauded investors. The lawsuit seeks the return of ill-gotten gains.
Defendants in the case include Heart Tronics chief executive J. Rowland Perkins II, who was a founder of Creative Artists Agency (CAA), a powerful Hollywood talent firm. The two abdicated their legal responsibilities as executives, the SEC said.