Janus Capital Group
Senior Compliance Analyst - Corporate Compliance
Janus Capital Group Feb 2011 - Oct 2013
Senior Compliance Analyst - Records
Janus Capital Group May 2007 - Feb 2011
Compliance Analyst - Records
Janus Capital Group Nov 2001 - May 2007
Quality Review Analyst - Mutual Fund Operations
Janus Capital Group Jan 2001 - Nov 2001
Investor Communications Representative - Correspondence
Education:
Colorado State University 1993 - 1998
Bachelors, Bachelor of Arts, Social Sciences
Skills:
Mutual Funds Process Improvement Series 6 Financial Services Finra Investment Advisor Compliance Broker Dealer Compliance Quality Assurance Records Management Hp Trim Reporting and Analysis Vendor Management Managing Workflow Legal Compliance